Shaping Smarter Rulemaking: NSCP Responds to FINRA Regulatory Notice 25-04

NSCP’s comment letter calls for a more principles-based, collaborative approach to rule modernization.

Highlights include:

• Six core themes for thoughtful, effective rulemaking
• A call for early input from compliance professionals
• Recommendations on aligning overlapping regulations
• Why a framework for appropriate liability matters

Our members’ insights are driving the conversation – read NSCP’s comment letter to explore how NSCP is advocating for modernized rules that reflect today’s compliance realities.

Read more: https://community.nscp.org/currents/nscp-currents-on-demand/2025/06/05/nscp-comment-letter-finra-regulatory-notice-25-04

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