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NSCP Appoints Melissa Loner as Chief Operating Officer and Deputy Executive Director
Posted In: News & Updates,
Date posted Apr 22

NSCP appoints Melissa Loner as COO and Deputy Executive Director, bringing 25 years of compliance expertise to enhance member services and strategic...

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Cybersecurity Benchmarking Survey Lists Top Concerns and Preparedness Among Respondents
Posted In: News & Updates,
Date posted Mar 26

Discover key findings from the 2024 Cybersecurity Benchmarking Survey, revealing concerns over SEC compliance, AI risks, and cybersecurity...

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SEC Implements Sweeping Changes for Private Fund Advisers: A Deep Dive into the New Rules
Posted In: News & Updates,
Date posted Mar 11

The SEC's new rules for private fund advisers enhance transparency and investor protection, imposing significant compliance obligations. Stay...

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Cyber Siege and Artificial Intelligence: These Aren’t Your Parents’ Cyber Threats
Posted In: News & Updates,
Date posted Feb 22

Explore how AI is transforming cybersecurity, creating new threats like data manipulation and advanced phishing. Stay informed with NSCP Currents!

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FINRA’s Reg BI CCO Enforcement Action: A Canary in a Coal Mine?
Posted In: News & Updates,
Date posted Feb 1

FINRA's recent enforcement action against a CCO highlights potential compliance risks under Reg BI. This case raises questions about future CCO...

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