News & Updates

In an NSCP Currents Live webinar, Doug Baxley, Chief Compliance Officer and Partner at Merit Financial Advisors; Andrew Mount, Counsel at...

In an NSCP Currents Live webinar, experts Bart Layton, Chief Executive Officer of AI Guardian, James Clements, President of CreativeOne...

Eversheds Sutherland partner recognized for his longstanding service, thought leadership and contributions to the compliance...

In an NSCP Currents Live webinar, Bryan Jacobsen, Chief Compliance Officer, Crux Capital Securities; Robert Lavigne, Chief Compliance Officer,...

The SEC’s Marketing Rule continues to be an area of heightened regulatory attention—and recent exam findings suggest that many firms...

Client complaints are an inevitable part of doing business in financial services—but how firms respond to them can significantly influence...

Washington, DC (December 17, 2025) — The National Society of Compliance Professionals (NSCP) is proud to announce its recognition at the 2025...

Washington, DC (November 6, 2025) – The National Society of Compliance Professionals (NSCP) pleased to announce that Heather Traeger, General...

Honoree to be Recognized During NSCP National Conference in October Washington, DC (September 17, 2025) – The National Society of Compliance...

On September 8th, NSCP submitted an input letter to the SEC Crypto Task Force. The input letter focused on three areas, (1) the classification of...

Efficiency in compliance work isn’t just about saving time, it’s about making sure critical tasks don’t slip through the cracks....

On August 21, NSCP submitted a proposal to SEC Chair Paul Atkins for an SEC Compliance Advisory Committee. NSCP's cover letter describes the value...