News & Updates

NSCP Honors Lisa Crossley’s Decade of Leadership; Melissa Loner Named Incoming Executive Director and CEO Washington, DC. (July 28, 2025)...

Come one, come all – but if you come in a group of 3 or more, take advantage of our significant registration discount of just $1,495 per...

NSCP’s comment letter calls for a more principles-based, collaborative approach to rule modernization. Highlights include: Six core themes...

“Discovering New Firm Efficiencies on the FINRA Gateway (IARD, CRD)” Wednesday, July 30, 12:00 – 1:00 PM ET Mark your calendar...

Navigating the Evolving Cyber Landscape and Regulation S-PCybersecurity threats are intensifying—and the regulatory response is evolving just...

NSCP Interactive Compliance Labs – June 4 – Don’t Miss Out Registration Closing on May 30th NSCP Interactive Compliance Labs for...

Financial exploitation is evolving—and compliance professionals need to be prepared. As fraud tactics become more sophisticated, investment...

Join us in Orlando, Oct 26-29, 2025, for the NSCP National Conference! Secure sponsorships and exhibitor spots to connect with compliance leaders.

Explore the DOJ's Corporate Whistleblower Awards pilot program, enhancing corporate accountability with incentives for reporting misconduct in key...

Explore how AI impacts compliance in financial services, from generative to analytical applications. Stay informed on regulatory implications and...

Join NSCP's Fireside Chat Webinar on January 15 to explore exciting plans for 2025 and beyond with industry leaders. Don't miss this chance to...

Join NSCP's 2025 events in NYC and Chicago for compliance seminars and labs tailored for Private Fund Managers and Broker-Dealers. Register now!