Date posted
Jan
28
Compliance Officer J.W. Cole Financial, Inc. Location: Tampa, FL (on-site) Overview J.W. Cole is a Tampa-based Broker-Dealer...
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Date posted
Jan
15
Compliance Consultant MassMutual Location: Springfield, MA or Boston, MA Overview The Opportunity Join our team as a...
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Date posted
Jan
15
Senior Compliance Officer Corient Location: Chicago, IL or Denver, CO Overview This is an enterprise compliance role...
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Date posted
Jan
13
Investment Compliance Officer Texas Permanent School Fund Corporation Location: Austin, Texas Job Summary: The Investment...
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Date posted
Jan
7
Director, Supervisory Principal Diversify Location: Sandy, UT About Us Diversify is the future of wealth management. Founded...
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Date posted
Jan
5
Senior Compliance Specialist Location: Charlotte, NC or Raleigh, NC About: CAPTRUST is seeking a Compliance Senior Associate...
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Date posted
Dec
29
Client complaints are an inevitable part of doing business in financial services—but how firms respond to them can significantly influence...
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Date posted
Dec
17
Washington, DC (December 17, 2025) — The National Society of Compliance Professionals (NSCP) is proud to announce its recognition at the 2025...
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Date posted
Nov
6
Washington, DC (November 6, 2025) – The National Society of Compliance Professionals (NSCP) pleased to announce that Heather Traeger, General...
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Date posted
Sep
17
Honoree to be Recognized During NSCP National Conference in October Washington, DC (September 17, 2025) – The National Society of Compliance...
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Date posted
Sep
16
On September 8th, NSCP submitted an input letter to the SEC Crypto Task Force. The input letter focused on three areas, (1) the classification of...
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Date posted
Sep
12
Efficiency in compliance work isn’t just about saving time, it’s about making sure critical tasks don’t slip through the cracks....
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