Date posted
Jul
22
Come one, come all – but if you come in a group of 3 or more, take advantage of our significant registration discount of just $1,495 per...
Read PostNews
Check back regularly for news and updates from NSCP.
Date posted
Jul
17
NSCP’s comment letter calls for a more principles-based, collaborative approach to rule modernization. Highlights include: Six core themes...
Read Post
Date posted
Jul
16
“Discovering New Firm Efficiencies on the FINRA Gateway (IARD, CRD)” Wednesday, July 30, 12:00 – 1:00 PM ET Mark your calendar...
Read Post
Date posted
Jun
18
Navigating the Evolving Cyber Landscape and Regulation S-PCybersecurity threats are intensifying—and the regulatory response is evolving just...
Read Post
Date posted
May
27
NSCP Interactive Compliance Labs – June 4 – Don’t Miss Out Registration Closing on May 30th NSCP Interactive Compliance Labs for...
Read Post
Date posted
Apr
30
Join NSCP Currents as an author! Share your expertise on compliance in the financial services industry and reach over 2,000 members. Submit your...
Read Post
Date posted
Apr
21
Financial exploitation is evolving—and compliance professionals need to be prepared. As fraud tactics become more sophisticated, investment...
Read Post
Date posted
Apr
16
The NSCP Diversity, Equity, & Inclusion (DEI) Advisory Committee is an important component of the National Society of Compliance...
Read Post
Date posted
Apr
16
NSCP is looking for new ideas and dynamic new presenters who face the same day-to-day challenges as our membership and other industry...
Read Post
Date posted
Apr
16
Description: NSCP is seeking members with finance experience to join NSCP's Finance Committee as an advisor. You will be working along with NSCP...
Read Post
Date posted
Apr
16
Description: Publications Committee members have the following responsibilities: Participate in monthly Committee meetings; Determine timely...
Read Post
Date posted
Apr
16
Purpose: The primary purpose of the Regulatory Advisory Committee is to: provide analysis and feedback on existing and proposed regulations...
Read Post