Date posted
Aug
5
NSCP National Conference attendees have the opportunity to earn Continuing Education (“CE”) credits for: CLE (pre-approved for IL...
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Check back regularly for news and updates from NSCP.
Date posted
Jul
29
The 2025 NSCP National Conference is quickly approaching, and we’re excited to introduce the lineup of experienced professionals who will be...
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Date posted
Jul
28
NSCP Honors Lisa Crossley’s Decade of Leadership; Melissa Loner Named Incoming Executive Director and CEO Washington, DC. (July 28, 2025)...
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Date posted
Jul
22
Come one, come all – but if you come in a group of 3 or more, take advantage of our significant registration discount of just $1,495 per...
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Date posted
Jul
17
NSCP’s comment letter calls for a more principles-based, collaborative approach to rule modernization. Highlights include: Six core themes...
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Date posted
Jul
16
“Discovering New Firm Efficiencies on the FINRA Gateway (IARD, CRD)” Wednesday, July 30, 12:00 – 1:00 PM ET Mark your calendar...
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Date posted
Jun
18
Navigating the Evolving Cyber Landscape and Regulation S-PCybersecurity threats are intensifying—and the regulatory response is evolving just...
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Date posted
May
27
NSCP Interactive Compliance Labs – June 4 – Don’t Miss Out Registration Closing on May 30th NSCP Interactive Compliance Labs for...
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Date posted
Apr
30
Join NSCP Currents as an author! Share your expertise on compliance in the financial services industry and reach over 2,000 members. Submit your...
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Date posted
Apr
21
Financial exploitation is evolving—and compliance professionals need to be prepared. As fraud tactics become more sophisticated, investment...
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Date posted
Apr
16
Description: Publications Committee members have the following responsibilities: Participate in monthly Committee meetings; Determine timely...
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Date posted
Apr
16
Purpose: The primary purpose of the Regulatory Advisory Committee is to: provide analysis and feedback on existing and proposed regulations...
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