Date posted
Jul
17
NSCP’s comment letter calls for a more principles-based, collaborative approach to rule modernization. Highlights include: Six core themes...
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Check back regularly for news and updates from NSCP.
Date posted
Jul
16
“Discovering New Firm Efficiencies on the FINRA Gateway (IARD, CRD)” Wednesday, July 30, 12:00 – 1:00 PM ET Mark your calendar...
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Date posted
Jun
18
Navigating the Evolving Cyber Landscape and Regulation S-PCybersecurity threats are intensifying—and the regulatory response is evolving just...
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Date posted
May
27
NSCP Interactive Compliance Labs – June 4 – Don’t Miss Out Registration Closing on May 30th NSCP Interactive Compliance Labs for...
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Date posted
Apr
30
Join NSCP Currents as an author! Share your expertise on compliance in the financial services industry and reach over 2,000 members. Submit your...
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Date posted
Apr
21
Financial exploitation is evolving—and compliance professionals need to be prepared. As fraud tactics become more sophisticated, investment...
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Date posted
Apr
16
Purpose: Participate in weekly committee calls (as available) from November through March to generate new ideas for sessions and write the...
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Date posted
Apr
16
The NSCP Diversity, Equity, & Inclusion (DEI) Advisory Committee is an important component of the National Society of Compliance...
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Date posted
Apr
16
NSCP is looking for new ideas and dynamic new presenters who face the same day-to-day challenges as our membership and other industry...
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Date posted
Apr
16
Description: NSCP is seeking members with finance experience to join NSCP's Finance Committee as an advisor. You will be working along with NSCP...
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Date posted
Apr
16
Description: Publications Committee members have the following responsibilities: Participate in monthly Committee meetings; Determine timely...
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Date posted
Apr
16
Purpose: The primary purpose of the Regulatory Advisory Committee is to: provide analysis and feedback on existing and proposed regulations...
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