News

The Scholarship Committee is responsible for reviewing applications and selecting the recipient(s) of the NSCP Compliance Education Scholarship.

NSCP Speakers are subject matter experts who share their knowledge and insights leading in-person sessions and virtual webinars throughout the year.

Task Force Members contribute to the advancement of NSCP initiatives by providing subject matter input, collaborating with peers, and supporting the...

Working Group Leaders facilitate collaborative, member-driven discussions focused on helping compliance professionals prepare for and implement new...

Writers contribute in-depth articles to NSCP Currents, the premier compliance publication for the financial services industry.

In an NSCP Currents Live webinar, Bryan Jacobsen, Chief Compliance Officer, Crux Capital Securities; Robert Lavigne, Chief Compliance Officer,...

Laura Papera is NSCP’s Director of Association Engagement 1. What is is your role at NSCP, and how do you support our members? As the...

Hello Members:As we continue advancing NSCP’s priorities in 2026, I want to take a moment to share more about the vision behind NSCP’s...

Tyler Neese is NSCP’s Director of Regulatory Affairs 1. What is your role at NSCP, and how do you support our members? I serve as...

1. What is your role at NSCP, and how do you support our members? As Director of Business Systems & Operations, I bring structure to...

The SEC’s Marketing Rule continues to be an area of heightened regulatory attention—and recent exam findings suggest that many firms...

Client complaints are an inevitable part of doing business in financial services—but how firms respond to them can significantly influence...