Date posted
Mar
30
1. What is your role at NSCP, and how do you support our members? As Director of Business Systems & Operations, I bring structure to...
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Check back regularly for news and updates from NSCP.
Date posted
Mar
9
The SEC’s Marketing Rule continues to be an area of heightened regulatory attention—and recent exam findings suggest that many firms...
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Date posted
Dec
29
Client complaints are an inevitable part of doing business in financial services—but how firms respond to them can significantly influence...
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Date posted
Dec
17
Washington, DC (December 17, 2025) — The National Society of Compliance Professionals (NSCP) is proud to announce its recognition at the 2025...
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Date posted
Nov
6
Washington, DC (November 6, 2025) – The National Society of Compliance Professionals (NSCP) pleased to announce that Heather Traeger, General...
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Date posted
Sep
17
Honoree to be Recognized During NSCP National Conference in October Washington, DC (September 17, 2025) – The National Society of Compliance...
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Date posted
Sep
16
On September 8th, NSCP submitted an input letter to the SEC Crypto Task Force. The input letter focused on three areas, (1) the classification of...
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Date posted
Sep
12
Efficiency in compliance work isn’t just about saving time, it’s about making sure critical tasks don’t slip through the cracks....
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Date posted
Sep
4
On August 21, NSCP submitted a proposal to SEC Chair Paul Atkins for an SEC Compliance Advisory Committee. NSCP's cover letter describes the value...
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Date posted
Aug
26
The 2025 NSCP National Conference is right around the corner, and now is the perfect time to secure your spot. Register by August 31st and take...
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Date posted
Aug
19
At the 2025 NSCP National Conference, your educational experience is entirely in your hands. This year’s conference offers over 60...
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Date posted
Aug
13
Regulatory exams can be daunting—but with preparation, the right mindset, and a strong compliance culture, they can also be an opportunity...
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