Date posted
Jun
5
Broker Dealer Compliance Officer - Junior JonesTrading Institutional Services Location: New York, NY, Thousand Oaks, CA or...
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Check back regularly for news and updates from NSCP.
Date posted
May
27
Laura Papera is NSCP’s Director of Association Engagement 1. What is is your role at NSCP, and how do you support our members? As the...
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Date posted
May
22
Senior Compliance Manager CAPTRUST Location: Raleigh Overview We are looking for a Senior Compliance Manager who will be...
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Date posted
May
19
Compliance Associate Revelation Partners Location: Sausalito, CA or will consider remote in UT Company Overview Revelation...
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Date posted
May
18
Senior Compliance Officer, Surveillance J.W. Cole Financial, Inc. Location: Tampa, FL (on-site) Overview J.W. Cole is a...
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Date posted
May
18
Senior Compliance Officer - Risk Management J.W. Cole Financial, Inc. Location: Tampa, FL (on-site) Overview J.W. Cole is a...
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Date posted
May
18
Branch Examiner J.W. Cole Financial, Inc. Location: Tampa, FL Overview J.W. Cole is a Tampa-based Broker-Dealer and...
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Date posted
May
15
Compliance Officer Office of the NYC Comptroller Location: New York City, NY Overview The New York City Comptroller’s...
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Date posted
May
14
Supervision Manager - Financial Services Alera Group Location: Remote To apply:...
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Date posted
May
14
Senior Consultant - Compliance Investment Software Implementation Charles River Development - A State Street Company Location:...
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Date posted
Apr
30
Hello Members:As we continue advancing NSCP’s priorities in 2026, I want to take a moment to share more about the vision behind NSCP’s...
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Date posted
Apr
27
Tyler Neese is NSCP’s Director of Regulatory Affairs 1. What is your role at NSCP, and how do you support our members? I serve as...
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