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As part of our ongoing efforts to enhance your program experience and ensure quality engagement, we will be implementing a new registration process for upcoming programs.

Starting June 1, 2026, members will need to register in advance to participate in key offerings, including Forums, Currents Live, and Regulatory Interchanges. This change will help us better tailor content, manage capacity, and deliver a more seamless and interactive experience for participants.  You can do this by going to the Events tab, clicking on the event you would like to attend and registering. 

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Assistant Director - Compliance (Retirement, Securities Underwriting, Securities Wholesale)

Date postedJune 23, 2026
in NSCP Jobline,

Assistant Director - Compliance (Retirement, Securities Underwriting, Securities Wholesale Distribution)

Principal Securities & Principal Funds Distributor

Location: Hybrid or Remote

To apply: https://careers.principal.com/careers-home/jobs/51555?lang=en-us&previousLocale=en-US

Regulatory Advisory Committee MemberDate postedJune 22, 2026 Publications Committee MemberDate postedJune 23, 2026

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Most Recent Posts

  • Compliance Officer - Midwestern Securities Date postedJuly 17, 2026Posted
  • Senior Vice President, Head of Compliance Date postedJuly 14, 2026Posted
  • Registration Specialist, Broker/Dealer & RIA Date postedJuly 7, 2026Posted
  • Conference Committee Member Date postedJune 30, 2026Posted
  • Meet the Team Supporting NSCP Members: A Q&A with Debbie McCoy Date postedJune 29, 2026Posted

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