2026 NSCP National Conference Speakers

Norm Ashkenas
CCO Robinhood

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Christine Ayako Schleppegrell
Partner Morgan, Lewis & Bockius

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Doug Baxley
Chief Compliance Officer Merit Financial Advisors

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Shawn Bostic, Doctor of Management, CFE
Director Regulatory Compliance Kestra Financial

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Kevin Bush
GC/CCO LAB Quantitative Strategies, LLC

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Brad Busscher
CAO and General Counsel InspereX

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Michelle Canela
Chief Compliance Officer Lighthouse Investment Partners

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Mark Carberry
Executive Director JP Morgan

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Elton Chan
Lead Senior Compliance Analyst Thrivent

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Kim Chapman
CCO Berthel Fisher

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Mario Chilin
Chief Compliance Officer EP Wealth Advisors, LLC

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James Clements
President CreativeOne Securities

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Jodie Crotteau, CAMS, FINRA Series 7, FINRA Series 24, FINRA Series 63
Chief Compliance Officer Amplify ETFs

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Andrew Dean
Partner Weil, Gotshal & Manges

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Mark Dempsey
Founder and CEO Crypto Regulatory Solutions LLC

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Jennifer DiValerio
Compliance Director Vanguard

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James Dolan
Chief Compliance Officer, Regulatory Counsel, Chief Information Security Officer LeveL Markets, LLC

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Bridghet Donato
Chief Compliance Officer Peaceable Street Capital

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Steve Farmer
CCO Confluence Investment Management LLC

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David Feldman
CEO Greenboard

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Trish Flynn
VP & CCO Prudential

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Jonno Forman
Partner BakerHostetler

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Robin Freeman, CSCP-IA, Series 24
Chief Compliance Officer LaSalle Investment Management

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Olga Fuzaylova
Director of Conduct and Culture Risk CIBC

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Brenden Gebben, MBA, CIMA, EF
CEO Absolute Capital Management

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Danielle Grant
Deputy Chief Compliance Officer Fairfield

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Maureen Kiefer-Goldenberg
Senior Vice President, Compliance Mariner Wealth Advisors

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Anh Lam, CRCP, IACCP, CSCP
Chief Compliance Officer West Financial Services

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Robert Lavigne
Chief Compliance Officer Hightower Advisors

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Liz Legacy, CRCP, CSCP
CCO of TradePMR Robinhood

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Jim Lundy
Partner Foley & Lardner LLP

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Brian McQuade
Investment Manager CalPERS

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Blake Morris
Head of Supervision - Public Finance Hilltop Securities Inc.

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Linde Murphy
President/CCO M.E. Allison & Co., Inc.

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Tiffany Nealon
Chief Compliance Officer StoneX International Securities Inc.

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Erik Olsen
Chief Compliance Officer Vident Asset Management

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Paul Osterberg
Managing Director Security Basecamp

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James Papagiannis
Chief Compliance Officer InspereX

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Tito Pombra
President and Founder Adviser Compliance Consulting

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Janice Powell, IACCP
Chief Compliance Officer Affinex Capital

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Erin Preston
CCO Wedbush

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Mark Quinn
Director of Regulatory Affairs Cetera Financial Group

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E. Jon Rios
Autopilot Advisers

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Ann Robinson
Chief Compliance Officer Farmers Financial Solutions, LLC

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Murtaza Sardharwala
Deputy Chief Compliance Officer Jasper Ridge Partners

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Stephen Selby

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Kevin Spence, CSCP, IAACP
Senior Director of Compliance, Front Office Advice & Guidance Empower

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Melissa Starr, Certified Regulatory Compliance Professional
Chief Compliance & Operations Officer Corundum Group

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Wesley Strickland
Senior Compliance Manager Betterment

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Maurizio Tallini, Certified Public Account
CCO Domini Impact Investments LLC

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Heather Traeger
GC/CCO TRS of Texas

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Natasha Vij Greiner
Director of the SEC's Division of Investment Management WilmerHale

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Craig Watanabe, CFP, CSCP
Director of IA Compliance Diversify Advisor Network

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Kelly Zigaitis
Chief Compliance Officer Greenlight

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